Regulatory compliance

Nasdaq latest to join Systematic Internaliser Registry Data Group

The SmartStream Reference Data Utility (RDU) has today announced the joining of Nasdaq to the Systematic Internaliser (SI) Registry, which provides a hub for SIs to register financial instruments in a centralized database through their approved public arrangement (APA).  SmartStream notes that the...
Research unbundling going global

Research unbundling is going global. This is one of the key findings of a new survey by RSRCHXchange, the marketplace and aggregator for institutional research, into the impact of the European Union's markets in financial instruments directive II (MiFID II). The survey was conducted in Q2 2018 by...
Large and dark on the increase: Liquidnet

Large-in-Scale, dark volumes are increasing as buy-side firms focus on delivering best execution post-MiFID II (markets in financial instruments directive II), according to a report from global institutional trading network Liquidnet. Liquidnet says the report shows how MiFID II has impacted trading...
EBA publishes final ITS draft

The European Banking Authority (EBA) has published its final draft amended Implementing Technical Standards (ITS) on supervisory disclosure, which specify the format, structure, contents list and annual publication date of the supervisory information to be disclosed by competent authorities. The EBA...
ESMA red light for retail CFDs and binary options


To view all our latest and archived articles, for 'Regulatory compliance' and across all subject areas, please upgrade

  View subscription options