Regulatory compliance

Firm action demanded on flawed FATCA

The Chief Executive Officer of one of the world's largest independent financial services organizations has co-written an assertive open letter to the US Treasury Secretary to demand the Trump administration scrap the Foreign Account Tax Compliance Act (FATCA). Nigel Green and Jim Jatras, his...
Research budgets to fall by just 1 percent

European institutional investors plan to cut research budgets by only 1 percent in the next 12 months, according to a new study from Greenwich Associates.  This is the case even though some industry experts are projecting that new MiFID II (markets in financial instruments directive II) rules will...
LSE in Oz LEI move

London Stock Exchange today announces that it has entered in a partnership with APIR Systems, which will act as a registered agent in Australia and South East Asia to support the issuance and maintenance of Legal Entity Identifiers (LEI). The process of acquiring an LEI has recently become more...
INDOS moves to digitize the AIFMD depositary space

INDOS Financial Limited, a UK independent depositary, says it has gone live with the second and key phase of the integration of its cloud-based DEPOcheck software. INDOS says DEPOcheck, developed on its behalf by Centigen Soft, provides an integrated workflow management and fund supervisory solution...
BofE deputy governors to be grilled by Lords


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